Loading Events

« All Events

  • This event has passed.

Securities Demystified @Downtown

January 29 @ 12:00 PM - 2:00 PM

Do you need investment to get your company up and running? Did you know that a friends and family round is still a regulated securities offering? And so is a convertible promissory note! Did you know that you cannot pay someone a commission from finding an investor unless that person is a FINRA registered securities broker-dealer? In this course you learn how to successfully prepare your offering. Learn the difference between the most common exempt offering vehicles including regulations 4(a)(2), A/A+, CF, D & S, and how to know which one is best for your business. Receive specific instruction regarding SEC requirements, disclosures, financial statements and more. There will be time for Q&A.

Total Time Commitment:
Course Time: 90 minutes
Q&A: 30 minutes


January 29
12:00 PM - 2:00 PM


Share This